)” – liquid assets less liabilities and risk haircuts – to ensure that there are sufficient liquid assets to absorb losses, maintain stable financial status and, in the event of insolvency, prevent damage to
days of the following month. Monthly Statement of Clients' Assets (Form Bor.Lor. 8) (Notification No. SorThor. 55/2546) To be filed within seven days of the following month. Monthly Report on Net Liquid
redemption of investment units collect from the unitholders. (4) The mutual fund management company wishes to collect fees or expenses at a higher rate than recent rate specified shall follow the rules as per
Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
formats of the recent assessments include (1) detailed report assessment (graded) and (2) technical note on specific areas to provide comments and policy recommendations that are appropriate for the
business license (if any); (3) copy of securities business licenses already obtained; (4) the most recent certificate of company registration issued by the partnership and company registrar, the Ministry of
recent certificate of company registration issued by the partnership and company registrar, the Ministry of Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette
shares beingpart of the committee The number of meetings attended and absent (in case of directors) Remuneration from the most recent year (salary, bonus or other remuneration) (only where the offering