Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
achieve sustainable outcomes without imposing undue burdens on regulated persons. Operating under limited resources, the SEC’s approach to regulatory and supporting measures combines intervention and
the collaboration with other agencies in criminal proceedings. The momentum of private sector synergy throughout 2006 was commendable. Cooperation among market participants in the form of industry
mutual funds. This will also benefit to the development of new financial instruments, such as instruments with limited loss, instruments with principal and minimum return protection. The success of the
Important Tool for Risk Management ■ Development of Debt Instrument Market ■ Amendment to the Public Limited Company Act B.E. 2535 (1992) to Help with the Capital Structure of Listed Companies ■ The Use of
and collaboration with several agencies such as the SET, the Thai Institute of Directors (IOD), the Thai Listed Company Association, and the Thai Investors Association. 3. Enforcement Illegal
and collaboration with several agencies such as the SET, the Thai Institute of Directors (IOD), the Thai Listed Company Association, and the Thai Investors Association. 3. Enforcement Illegal
organizations to integrate collaboration to prevent and suppress digital asset -related frauds and promote investor education regarding digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7514 SEC
organizations to integrate collaboration to prevent and suppress digital asset -related frauds and promote investor education regarding digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7514 SEC
organizations to integrate collaboration to prevent and suppress digital asset -related frauds and promote investor education regarding digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7514 SEC