statement / annual report (Form 56-1 One Report). This is to ensure that investors can access material information that is accurate and sufficient for investment decision making. In any case, the SEC
improvements in corporate governance (CG) regulation, makes policy recommendations, and provides investors with a benchmark against which to measure corporate governance in Thailand. It is an update of the 2005
the capital market were taken care of to ensure that they would be able to continue functioning seamlessly. In this regard, building a quality financial reporting system in compliance with international
by account officers. This is particularly important because over 70 percent of the equity trading volume is generated by individual local players. Individuals are naturally very sensitive to news
quality control systems are more likely to produce high quality audits. In light of this observation, it is crucial that when audit committees select an auditor, the quality of the audit works and the
fund management would be able to charge advertising expenses from a mutual fund only when the advertisement has been acted on behalf of or is useful for the mutual fund. In this regard, if such
able to also sell shares with warrants, instead of selling shares alone. In this regard, a securities company may appoint a financial institution as its selling agent if it is the case of (1) shares
results of the performance, with adequate details and within proper time, to the client . Clause 44 In case it is necessary to engage in agreement before beginning any service, an intermediary shall prepare
execution according to market conditions; (3) report or inform the results of the performance, with adequate details and within proper time, to the client. Clause 44 In case it is necessary to engage in