Organization of Securities Commissions (IOSCO) Established in 1983, the IOSCO is the international body that brings together global securities regulators and is recognized as the global standard setter for
matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
Sector Assessment Program by IMF and World Bank SHARE : Detail Content The Financial Sector Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's
/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share certificate, subscription form, etc. ● Contact evidence such as email and chat messages with the
needs. The SEC Strategic Plan is composed of 4 key results, with organizational development plan as a key enabler:- Get to Know Us Strategic Plan Toward International Excellence International
, shareholders are entitled to claim on the company's behalf for damages or returns of benefits that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions
may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in
used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for