Registration of Derivatives Business Operator In the Category of Derivatives Advisor
Rules on Exemption of Trust Certificates Issued by Private Equity Trust from the Provisions regarding Offering for Sale of Securities to Public
Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
Work System Related to Business Undertaking of Mutual Fund Management
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 7)
Reporting of the Result of the Sale of Securities to the Public (No. 11)
Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3)
Determination regarding Types of Transaction in the Capital Market Allowed to Use Form of Trust (No.2)
Re: Submission of the Registration Statement for an Offer for Sale of Debt Securities
Re: Particulars in Trust Instrument