possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
shall establish rules or regulations which allow for exchange of information about securities clearing and settlement, including any other information obtained during the normal course of operation as a
the execution of electronic transactions which would be deemed as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription
impede staff operation. All departments were required to set up their separate contingency plan to alleviate the impacts of such emergencies and ensure normal and continual operation of businesses in the
as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription, issuance and settlement of securities, and organization of
systems to ensure continuity of business and a timely resumption to normal operations. The SEC also examined the SET's policies and procedures on BCP and business continuity management (BCM) adopting as the
. Therefore, we issued rules to limit commentaries via the mass media only to qualified analysts with sufficient experience. The SET is required to seek clear and timely clarification from listed companies that
/19075763.pdf เอกสารรับฟังความคิดเห็น property fund/ issuer limit ลงทุนในหนวยลงทุนของกองทุนรวม อสังหาริมทรัพยของกองทนุใดกองทุนหนึ่ง หรือตราสารของกองทุนอสังหาริมทรัพย ของผูออกรายใดรายหนึ่ง ไมเกิน 10% ของ
เอกสารรับฟังความคิดเห็น property fund/ issuer limit ลงทุนในหนวยลงทุนของกองทุนรวม อสังหาริมทรัพยของกองทนุใดกองทุนหนึ่ง หรือตราสารของกองทุนอสังหาริมทรัพย ของผูออกรายใดรายหนึ่ง ไมเกิน 10% ของ NAV 10 กอง