Industrial and Commercial Bank of China (Thai) Public Company Limited Industrial and Commercial Bank of China (Thai) Public Company Limited (“ICBC”) had duty to prepare and submit the key financial

Mr. Xiaobo Li Mr. Xiaobo Li, chief executive officer who is responsible for the operation of Industrial and Commercial Bank of China (Thai) Public Company Limited (“ICBC”), shall be liable for ICBC’s

;), Kiatnakin Phatra Bank Public Company Limited ("KKPS"), Kumwell Corporation Public Company Limited ("KUMWEL"), Pan Asia Footwear Public Company Limited ("PAF"), Phatra Leasing

Miss Pilaipit Asawasuwan Miss Pilaipit Asawasuwan allowed Mr. Atthavut Skonthawat and Mrs. Sujeera Skonthawat to use her 3 securities trading account including her bank account related to stock price

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S.34

Thai Technician Professional Company Limited Thai Technician Professional Company Limited offer to sell newly issued securities in the category of convertible bonds without approval from the SEC

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S

Thaicredit Retail Bank Public Company Limited Thaicredit Retail Bank Public Company Limited (“TCR”) failed to prepare and submit the report on the results of the Exercise of warrant to the SEC