Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE
documents and evidence as considered appropriate within the time as specified by (Translation) 4 the Office. If the applicant fails to comply or proceed as being required, the Office shall deem that such
Clause 16 (3) shall proceed to have any of the following qualifications within 31 December 2010: (1) having certificate (Level 3) in Chartered Financial Analyst (CFA) or Certified Investment and Securities
Chartered Financial Analyst (CFA) or Certified investment and Securities Analyst (CISA) level one or any other comparable curriculums approved by the SEC Office in applying for an approval to be listed in
registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including
submission of the application. (b) Possessing qualifications and work experiences as follows: 1. Having passed the level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and
standards within two years prior to the date of submission of the application. (b) Possessing qualifications and work experiences as follows: 1. Having passed the level 1 examination of Chartered Financial
operation at a departmental level in the company; (6) “work experience” means work experience in a financial institution or other organizations in a line of work relating to money market or capital market, or
director” means any person who is responsible for the operation at a departmental level in the company; (5) “work experience” means work experience in a financial institution or other organizations in a line