พิจารณาคุณสมบัตใิห ผูมีสวนไดสวนเสียทุกภาคสวนรับรูขอมูล กอนท่ีจะมีมติแตงตั้งกรรมการตลาด หลักทรัพยดวย (2) ไมควรมีบุคคลที่มี ผลประโยชนทับซอนกัน (3) ควรพิจารณา กลไกในการปองกันการแทรกแซงจาก
/advertising information / services provided by the company, for instance: Solicitation to buy stocks/derivatives/mutual fund Portfolio information Email, address, telephone number, a certified copy of Thai
/Pages/AboutUs/SECDoc.aspx English (United States) SECComplaint case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
important information and supporting evidence to SEC Complaint Center. This includes the followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of
of 80.10%. Compared with other East Asia & Pacific economies, Thailand and Singapore are at the 2 nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors
. Comissão de Valores Mobiliários (CVM) Brazil 31 October 1997 4. Monetary Authority of Brunei Darussalam (MABD) Brunei 25 October 2017 5. Securities and Exchange Commission of Cambodia Cambodia 2 April 2014
. Independent Director of Thai Bond Market Association Founder member of the Board of Directors of CP ALL Plc. (Former name CP Seven-Eleven Plc.) Founder member of the Board of Directors of Home Product Plc
all stakeholders to benefits from the capital market with confidence. The major groups of stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market