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Enforcement ( 1,097 )

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Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

Equities First Holdings, LLC (EFH) During January 5 2015 – February 19 2015, Equities First Holdings, LLC colluded with 11 offenders, which are (1) Mr. Tongchai Limthongsittikun, (2) Mr. Paisal

http://market.sec.or.th/public/idisc/en/Enforce

Settlement Committee Order No. 14/2021 Dated 09/06/2021

Mr.Pongsak Lothongkam On December, 2017. Mr.Pongsak Lothongkam acquires SVI Public Company Limited (SVI) shares in Eagle Mount Asia Equities Limited’s securities trading account (nominee) , causing

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

Ittisanyakorn (formerly Pattarapob Ittisanyakorn), (3) Mr. Sutat Sivapiromrat, (4) Equities First Holdings, LLC, (5) Mr. Vincent DeFilippo, (6) Mr. Al Christy, Jr., (7) Mr. Chotiphun Tiaviwat, (8) Mr. Apichet

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

(formerly Mr. Pattarapob Ittisanyakorn), (3) Mr. Sutat Sivapiromrat, (4) Equities First Holdings, LLC, (5) Mr. Vincent DeFilippo, (6) Mr. Al Christy, Jr., (7) Mr. Chotiphun Tiaviwat, (8) Mr. Apichet Bhusry

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

offenders, which are (1) Mr. Tongchai Limthongsittikun, (2) Mr. Paisal Panichavong, (3) Mr. Sutat Sivapiromrat, (4) Equities First Holdings, LLC, (5) Mr. Vincent DeFilippo, (6) Mr. Al Christy, Jr., (7) Mr

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

. Kittiphat Ittisanyakorn (formerly Mr. Pattarapob Ittisanyakorn), (4) Equities First Holdings, LLC, (5) Mr. Vincent DeFilippo, (6) Mr. Al Christy, Jr., (7) Mr. Chotiphun Tiaviwat, (8) Mr. Apichet Bhusry, (9

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

. Kittiphat Ittisanyakorn (formerly Mr. Pattarapob Ittisanyakorn), (4) Mr. Sutat Sivapiromrat, (5) Equities First Holdings, LLC, (6) Mr. Al Christy, Jr., (7) Mr. Chotiphun Tiaviwat, (8) Mr. Apichet Bhusry, (9

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

. Kittiphat Ittisanyakorn (formerly Mr. Pattarapob Ittisanyakorn), (4) Mr. Sutat Sivapiromrat, (5) Equities First Holdings, LLC, (6) Mr. Vincent DeFilippo, (7) Mr. Chotiphun Tiaviwat, (8) Mr. Apichet Bhusry, (9

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

. Kittiphat Ittisanyakorn (formerly Mr. Pattarapob Ittisanyakorn), (4) Mr. Sutat Sivapiromrat, (5) Equities First Holdings, LLC, (6) Mr. Vincent DeFilippo, (7) Mr. Al Christy, Jr., (8) Mr. Apichet Bhusry, (9

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 01/03/2023

Ittisanyakorn (formerly Mr. Pattarapob Ittisanyakorn), (4) Mr. Sutat Sivapiromrat, (5) Equities First Holdings, LLC, (6) Mr. Vincent DeFilippo, (7) Mr. Al Christy, Jr., (8) Mr. Chotiphun Tiaviwat, (9) Miss

http://market.sec.or.th/public/idisc/en/Enforce