outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules for considering Associated Persons 3. Procedure to comply with the limitations (the case
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules for considering Associated Persons 3. Procedure to comply with the limitations (the case
under the condition); A course on “e-learning CFO's Orientation Course (English Version : for foreigners only)“ organized by Thailand Securities Institute (TSI) of the Stock Exchange of Thailand; A
disagrees with, an administrative order has the right to appeal such order. The appeal procedure is provided by the SEC Regulation concerning Filing, Considering and Making a Decision on the Appeal of the
. Primarily, the company has recommended suitable investments after considering the risks acceptable by the clients while focusing on protecting and safeguarding the best interests of the investors. 1.4 The
. Primarily, the company has recommended suitable investments after considering the risks acceptable by the clients while focusing on protecting and safeguarding the best interests of the investors. 1.4 The
ซึ่งจัดโดยศูนย์ส่งเสริมการพัฒนาความรู้ตลาดทุน (TSI) ตลาดหลักทรัพย์แห่งประเทศไทย (โดยสามารถนับชั่วโมงของการอบรมในหลักสูตรดังกล่าว ที่มีการจัดอบรมก่อนวันที่ประกาศมีผลใช้บังคับ) หลักสูตร e-learning CFO's
indicated by considering demand / supply, for instance, a price acquired by book building A fair price calculated by a financial advisor Criteria for protection of shareholders a. Notice of calling the
being in breach of the terms and conditions of the debt securities. Face value of bills - - - - Fast track - - - - Period of time required in observing + considering the application - - 15 days for the
track - - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively. Application