management • In managing a mutual fund, the AMC must proceed with honestly and care to preserve the interests of all unitholders, using knowledge and competence as a professional. • The AMC must have a policy
the SEC Office under the first paragraph shall be prepared in the form of a three-year plan to promote the supervision and development of the capital market in accordance with the objectives of
date; (1/2) 6 having knowledge, capabilities and expertise on capital market, economics or finance and banking; (2) not being or having been a bankrupt; (3) not being a political official, an appointed
paragraph shall be prepared in the form of a three-year plan to promote the supervision and development of the capital market in accordance with the objectives of protecting investors, promoting fairness
______________ SECTION 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the management of the private fund, using knowledge
order to purchase digital assets with the knowledge that such person (who places such order) or a person who acts together with such person has placed, or will place, an order to sell the same digital
; (3) placing an order to sell digital assets with the knowledge that such person (who places such order) or a person who acts together with such person has placed, or will place, an order to purchase
of a license and granting of an approval under this Act. In cases where an application for a license or for an approval is refused, the applicant shall be notified of the reasons therefor.” SECTION 5
subcommittee to perform any matter as designated. The subcommittee under the first paragraph shall consist of a chairman and at least four other qualified members with the knowledge and expertise in relation to