Protection Act, for example, criminal record, nationality, religion. Qualification data: Data relating to the qualifications of business operators, which include experience, for example, education, employment
organizations. "Intellectual Flow" by Dr. Prapon Phasukyud, Director of Communication and Learning Network from the Knowledge Management Institute (KMI) "Sufficiency Economy-Run Resort" by Mr. Varisorn Rakphan
advisors, sale agents of mutual funds and private funds, and marketing officers of securities brokers must posses the qualified level of education and must pass a test on fundamental knowledge of financial
knowledge and information updates. On investor protection, the SEC provided 18 C o r p o r a t e R e v i e w Audit Committee Statement The Audit Committee was appointed by the SEC Board on August 17, 2005 to
on Appointment of Selling Agent to Increase Securities Distribution Channels ● Investor Education Program 31 GOAL 2 Promote and Develop Mechanism to Empower Investors ● Promotion of Good Corporate
subsidiary, Thailand Securities Depository Co., Ltd. (TSD), in its development of a centralised administration system, adoption of standard SBL agreements and education of all market participants in order to
a valuable venue for networking and knowledge-sharing, the Roundtable produces policy reports and guides. The most important document remains the Roundtable‟s White Paper on Corporate Governance in
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
shall appoint a board of directors comprising the chairman of the board, executive directors, and independent directors, who have knowledge of and experience in the capital market or knowledge and
-immunization, with knowledge and ethics, to create a sustainable market. 4 Statement of Intent (2017) 5.1 Living the values The SEC recognizes that human resources drive the organization’s ability to achieve its