Implementation Plan is a roadmap that offers a comprehensive set of strategic initiatives, specific actions and milestones for ASEAN securities regulators to ensure appropriate sequencing of initiatives, with an
for a Public Offering of Digital Assets to the Offering of Digital Assets with Specific Characteristics dated July 7, 2018 (Effective Date of June 16, 2018) The Notification of the Securities and
Details Regarding the Services with Specific Features Provided by Securities and Derivatives Business Operators (No.3) The Notification of the Office of the Securities and Exchange Commission No. SorThor. 2
Acceptance and Continuance of Client Relationships and Specific Engagements Engagement Performance Resources Information and Communicatio n Monitoring and Remediation Proces Regulatory Summary of
accounting period, and must specified name as “ Mutual Fund Investing in Infrastructure fund". 2. In case of a sector fund, the name of the fund shall reflect the specific sectors on which the fund intends to
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
ordinary persons up to 10 years from the fund's registration date (currently, a 10% dividend tax is compulsory and can be paid in the form of withholding tax); exemption on value-added tax (VAT)/Specific
established under specific law as specified by the SEC; or (f) limited company or public limited company holding shares of any of legal entity under (a), (b), (c), (d) or (e) not less than fifty one percent