Facebook Page ชื่อ Stock leader : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2024)
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private sector in conducting and managing foreign exchange transactions, together with providing Thai investors increased investment options with improved risk diversification. KBank has put in place
that makes it easier for investors to research and schedule engagements with companies. As a leader on corporate sustainability issues for 25 years, Ceres has seen remarkable growth in investor
) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval. If approached with a solicitation to invest in
on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund
Administration. She has versatile experiences in money and capital market and served several key positions, such as, President and Chief Executive Officer of Thanachart Fund Management Co., Ltd. and Managing
viability, the SEC Board laid out a policy and procedures for managing risks of market supervision and operation as summarized below: SEC Board Members Total Attendance/ No. of Meetings Minister of Finance
economic leader in the region. The SEC therefore assigns more focus on the developmental side of the regulator’s responsibility. MESSAGE FROM THE SECRETARY-GENERAl vorapol Socatiyanurak Secretary-General 20T