by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities Businesses (amended by No. 12 and No. 19) 5 Application for Additional Securities Business License B.E. 2539
. Signature of the applicant is required. Certification of audit firm's leader . Signature of audit firm's leader is required. Form 61-2F Certification and consensus of audit firm in the form as publicized in
audit firm's leader . Signature of audit firm's leader is required. Form 61-2F Certification and consensus of audit firm in the form as publicized in the SEC's website. Signatures of audit firm's leader
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
which the auditor is attached as prescribed by the regulations summarized below: Individual Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an
registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force; (4) be the securities company established upon the separation of finance and securities businesses of the
) be the securities company established upon the separation of finance and securities businesses of the securities company with disqualified characteristics under sub-clause (3); (5) have financial
. Competitive businesses Clear separation of target group of customers or markets; There are other groups of shareholders that can counterbalance; Major shareholders have more interests in the listed company