Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
, and procedures as specified in the Notification of the SEC Office by managing 15 mutual funds to invest in other mutual funds under SCBAM’s management more than one level. SEC Act S.125(1) and 126/1
mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021
Industrial and Commercial Bank of China (Thai) Public Company Limited Industrial and Commercial Bank of China (Thai) Public Company Limited (“ICBC”) had duty to prepare and submit the key financial
Thai Cable International Company Limited During the period between 2021 and 2022, four juristic persons, namely (1) Phelps Dodge International (Thailand) Limited, (2) Thai Cable International Company
from the funds transferred to his personal bank accounts. The acts of Mr. Ngeonwasawat are liable to operating derivatives business without license in contravention of Section 16 of the Derivatives Act
Mr. Xiaobo Li Mr. Xiaobo Li, chief executive officer who is responsible for the operation of Industrial and Commercial Bank of China (Thai) Public Company Limited (“ICBC”), shall be liable for ICBC’s
Mr. Anurak Thienthong During 24 October 2018 to 30 March 2021, Mr. Anurak Thienthong failed to report his acquisition and disposition of Thai Enger Holding Public Company Limited (“TIGER”) shares
, misrepresent, or omit material facts in the financial statements or documents of STARK and its subsidiaries (financial statement manipulation) to deceive any person. Furthermore, after STARK received funds from
, misrepresent, or omit material facts in the financial statements or documents of STARK and its subsidiaries (financial statement manipulation) to deceive any person. Furthermore, after STARK received funds from