Facebook page ชื่อ Investment Knowledge : Unlicensed securities and derivatives business (Disclosure Date : 30/05/2024)
(Credit Lyonnais Securities Asia) Asia-Pacific Markets moved Thailand up from the eighth to the fourth place. The area of the highest score was the Thai government’s clear policy and firm commitment to
practical knowledge and skills in the area of securities law enforcement; ë Risk-Based Approach Supervision Seminar - an in-house training for the SEC staff with guest speakers from the UK Financial Services
select high quality auditors. As for preparers of financial statements, this group of stakeholders will also be strengthened and supported through sessions of knowledge sharing on best practices of
and business opportunities in each individual sector and area across all industries. In parallel, we focused on the development of technological solutions with the aim of becoming “Customers’ Life
one director with IT knowledge or experience, while a Risk Supervision Committee must be established to provide assistance to the Board of Directors with regard to risk supervision. 3. Approval of the
inspection responsibilities to increase the efficiency of supervision over intermediaries. The Financial Literacy Department was established to expedite efforts in this area. The strategic location at the
exchange indices rebounded shortly afterward. Campaigning for better corporate governance was a highlight of 2006. Practical and proactive measures were introduced throughout the year, especially in the area
duty with knowledge, responsibilities and governance. This report applied part of the Global Reporting Initiatives Guideline (GRI) – G4 as appropriate, in order that the contents contain important