sufficient personnel responsible for making decision on derivatives trading and managing risks of derivatives trading, and such personnel shall have knowledge, understanding and experience that benefit
knowledge, understanding and experience that benefit responsible jobs. (2) having policies and rules for investment including policies and measures in controlling and managing risks from derivatives trading
substantiated by reliable documentation, including taking into consideration investment objectives, the level of knowledge, understanding, and experience in derivatives trading, the financial status, and the
substantiated by reliable documentation, including taking into consideration investment objectives, the level of knowledge, understanding, and experience in derivatives trading, the financial status, and the
, employs a proper internal control system, and establishes an efficient and effective risk management system. To perform such roles, the audit committee, therefore, needs adequate knowledge and understanding
knowledge and understanding of the capital market; and to support education, research, training and development of the pool of knowledge or academic work useful for the capital market 5.3 Fund Committee (9
principles and have reliable document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt
principles and have reliable document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt
ability. In case of a retail client, the securities company shall arrange sufficient information or evidentiary documentation to perceive the client’s investment objective, knowledge, understanding and
trading business of edible oil as it use CPOA. Mrs. Chatchaya Tritrakulchai has knowledge, understanding, experienced and expertise in trading crude oil. As there is a continuously on the trading of crude