organized to exchange knowledge, insight and practical issues arising from the audit inspection and audit of listed companies. The meetings and seminars also illustrated the audit techniques and the trending

agency should wield the appropriate insight and knowledge to be able to effectively and efficiently discharge its duty in oversight and regulating. In so doing, the policies and procedures must be in

(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Investment Analyst on Technical Factors No. Work Experience/ Relevant Knowledge Qualifications Work Experience Related to

à¸Łà¸²à¸£à¸²à¸⁄ทุà¸fiสมà¸ıà¸±à¸Łà¸´à¸£à¸§à¸¡ 19-10-18 (P23 P43).pdf Qualifications of the Applicant for Approval as ASEAN Investment Analyst No. Work Experiences / Relevant Knowledge

(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Planner No. Relevant Knowledge Qualifications List of Required Examination 1 (1) Fundamental Knowledge (2) Related

(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Consultant on Complex Products Type 1 No. Relevant Knowledge Qualifications List of Required Examinations1 (1

(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Investment Consultant on General Products No. Relevant Knowledge Qualifications List of Required Examinations1 (1) Fundamental

insight ให้อยู่ในรูปแบบท่ีน่าสนใจ เข้าใจ ง่าย ครอบคลุมสาระส าคัญต่อการตัดสินใจ 4 การปรับปรุงหลักเกณฑ์การก ากับดูแลตัวกลาง (broker/ IA/ PF) 214,000 ศึกษาข้อมูลและปรับปรุงหลักเกณฑ์เพ่ือสร้างมาตรฐานการให้

management of the private fund, using knowledge and competence as a professional. The securities company shall enter into a written agreement with a person or a group of persons who has authorized the

(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Derivatives Investment Analyst on Fundamental Factors No. Work Experience/ Relevant Knowledge Qualifications Relevant Work