Gilt Edge International (Group) LTd. 1. Gilt Edge International (Group) LTd. – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the
person who has authorized the management of the private fund using knowledge and competence as a professional. SEC Act S.134 paragraph 2 and paragraph 3 in conjunction with 133 paragraph 1 Criminal
Group Lease Public Company Limited SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 11/06/2024
notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113
Marnfah Group Company Limited Marnfah Group Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S
Company Limited ("IFEC"), acquired the knowledge from the Board of Directors Meetings No. 11/2016, held on 1 November 2016, that IFEC faced a problem with insufficient cash flow to pay off its
Marnfah Group Company Limited Marnfah Group Company Limited ,by the authorized director Ornpaphat Chantarasaka , had solicited the public to make an investment with the company based on a scheme of
Apple Group Company Limited Apple Group Ltd. aided and abetted Mr. Sompong Witthayaraksan, former chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of the company
Diamond and Silverline Group Co., Ltd. Diamond and Silverline Group Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives
Esteemed Networks Group Ltd. Esteemed Networks Group Ltd. failed to report the acquisition of NOBLE shares to the SEC Office within the period specified in the notification of the Capital Market