interpretation of the “Executive” in relation to “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the
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investment units of mutual fund; 2) Redemption payment in the form of securities or other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the
, Executives, Auditors, Plan Preparers and Plan Administrators (Form 59) Information, Certification and Consent of the Company's Director and Executive (Form 35-E1) Letter of Consent to Disclose Information
ดำเนินงาน เช่น 1) การขาย รับ หรือซื้อคืน การเพิ่มหรือลดจำนวนหน่วยลงทุน 2) การชำระค่าขายคืนหน่วยลงทุนด้วยหลักทรัพย์หรือทรัพย์สินอื่นของกองทุน (pay-in-kind) 3) การคำนวณมูลค่าหน่วยลงทุนหรือราคาหน่วยลงทุนไม่
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
Detailed explanation concerning particular risk on the company Chance of risk occurring Effects on the company if the risk occurs Type of operation Important points What kind of business does the company
liquidity assets. 8.6 R edemption payment in the form of securities or other assets in lieu of cash (Pay in Kind) when : (1) The conditions and procedures for such payment are clearly specified in the