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offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
manager or a person responsible for the management of the company, whether de facto or as authorized by the board of directors. Pursuant to Section 89/1 of the SEA, the Notification of the Capital Market
No. SorJor 38/2561 Re; Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator Public Offering (PO) Secondary
Management System) (ยื่นแบบแจ้งแต่งตั้งผู้เกี่ยวข้อง (EF2-4)) วิธีการใช้ระบบระบบแจ้งแต่งตั้งผู้เกี่ยวข้องในการนำส่งข้อมูลอิเล็กทรอนิกส์ คู่มือ EF-2 EF-3 คู่มือ EF-4 คู่มือ Account Administrator รายการ
further actions, it will be considered that auditor has performed duties in compliance with Section 89/25. Q: What kind of behavior that requires auditor to report to audit committee? A: Auditor has
> Fund Manager Regulations SHARE : Detail Content Fund Manager/Investment Analyst The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory
interpretation of the “Executive” in relation to “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the