Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep abreast of developments and emerging risks, conflicts of interest management in capital market
Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep abreast of developments and emerging risks, conflicts of interest management in capital market
roles and responsibilities of the chairman and the CEO, or equivalent position, according to the aforesaid Notification. In addition, the SEC issued a circular letter to all financial advisors and listed
roles and responsibilities of the chairman and the CEO, or equivalent position, according to the aforesaid Notification. In addition, the SEC issued a circular letter to all financial advisors and listed
required by law and equivalent to industries and international standards. This is to ensure that the governance standards of the SEC are rigorous, not lower than the international standards, and not lower
related to the application of these standards. By joining the committee, the SEC is able to contribute to the development of professional standards and keep track of policy changes. In addition, the