investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
by the SEC Office; (5) know-your-client measures, client due diligence process and measures against financial assistance to terrorists or money laundering. Section 31. In the case where a digital asset
category and type and of equal amount shall be fungible. Section 7. Digital asset business operators and digital token portal service providers under this Emergency Decree shall be regarded as financial
entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
other forms as specified in the notification of the SEC. 4 indicated amendment by the Securities and Exchange Act (No. 4) B.E. 2551 3 "securities company" means any company, or financial institution
. Supervision of Mutual Fund Management and Fund Voting 4/10 • Enhancing mutual fund management supervision for better protection of unitholders’ interests • Improving fund voting mechanism for asset management
undertake trust business shall be: (1) a commercial bank under the Commercial Banking Act; (2) a financial institution established under specific law; (3) any juristic person as specified in the notification
the Commercial Banking Act; (2) a financial institution established under specific law; (3) any juristic person as specified in the notification of the SEC. UNOFFICIAL 13 The person applying for the
. SECTION 55 A person eligible to apply for an approval to undertake trust business shall be: (1) a commercial bank under the Commercial Banking Act; (2) a financial institution established under specific law