AW COVER SEC AR 2014 (create).ai สารบัญ สารจากประธาน สารจากเลขาธิการ คณะกรรมการ ก.ล.ต. คณะกรรมการกํากับตลาดทุน ผู้บริหารระดับสูง โครงสร้างองค์กร ธรรมาภิบาลองค์กร การพัฒนาองค์กรสู่ความยั่งยืน การ
Report a major accomplishment. The OECD is grateful to the Japanese government for their long-standing support and partnership. Thank you also to the Asian Development Bank and the International Finance
unit holders.Furthermore, SEC will launch an online submission channel for the convenience of the business providers rather than the usual CD submission, as well as a mean to alleviate burdens and the
documents in order to lure the investors into believing that their subscription transactions had been executed and recorded when in fact Napasook did not use the money to subscribe for the fund units as
Bangkok, 2 September 2016 ? In preparing the workforce for their retirement, the SEC is encouraging employers from both public and private sectors to support their employees? retirement savings
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
Intro to Impact Flow An Introduction to Impact Flow Impact Management and Measurement Tool Inspire Incubate Invest Spread insightful inspirations and build learning networks through a combination of
and developing the Thai capital market to build market confidence, efficiency and accessibility for all sectors. The capital market serves as a mechanism to mobilize funds between businesses and
the offering of newly issued shares at a price lower than the market price to be consistent for all types of offering, and is therefore proposing to revise the principles for ESOP of repurchased shares
Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to