. - Please describe the criteria used to assess the level of identified quality risk in a "risk matrix" format, comprising relevant factors such as the likelihood and magnitude. - For each factor used to
of all considerations and justification where firm chooses to safeguards against rather than eliminate a threat; · prohibit audit team members from making or assuming responsibility for management
CPD for registered auditors? 5 Is there a training policy for other audit issues of Listed Companies? 6 Are these CPD targets communicated to each individual? If yes, how? 7 Are these targets different
communicates to the engagement team? 4 Does the firm have a disclosure checklist for the audit of a listed Company? If yes, please attach a disclosure checklist If no, describe how the firm ensures financial
power plants that leads to life cycle emission intensity meeting declining amber thresholds for the Energy Sector with a prescribed sunset date (Table 11) is eligible. • Where facilities incorporate any
organizational structure and indicate whether there are INEs at the global, regional or local level. B6 Whether the firm has designated a Quality Management (QM) partner who takes responsibility for the firm’s
Questionnaire_A A.0 Risk Assessment Process for Information & Communication element: Firm's Reference /Guidance Notes Description 1 What are the quality risks in the information and communication
procedure for conducting root cause analysis (RCA) and remediation plan to address identified deficiencies in a timely manner? If yes, please describe. B11 Does the firm have a method of communicating RCA and
, for example, a methodology, industry or subject matter specific guide; and - The firm is able to complete the engagement within the reporting deadline. 4 Does the firm inform personnel of its acceptance
กับบุคคลอื่นต่อ (sub-contracting to another supplier) N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 D2.2 #13 x 2.2(2) 2(9) 2.2(2) #2(9) มีการประเมินด้านคุณภาพและความน่าเชื่อถือของบุคคลภายนอก โดยพิจารณา