and Provision of Investment Advice Member of the Sub-committee on Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities Issuing Companies and Business
Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice
Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors, accepting listing and delisting and supervising securities businesses by approving rules issued by the Bank of
SEC with three tiers of authority : The SEC Board primarily responsible for policy formulation for market promotion and development ; the Capital Market Supervisory Board issuing rules and regulations