Section 7 Securities and Exchange Act B.E. 2535 Section 7. The Minister of Finance shall be in charge of the enforcement of this Act and shall have the power to issue ministerial regulations and
issue date. Clause 7 The application fee and the license for establishment shall be according to the following rates: (1) the application fee for the establishment of an association related to securities
) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout undertaking business of precious metal derivatives brokerage ; In case a person who obtained
business of precious metal derivatives brokerage ; (3) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout undertaking business of precious metal
shares sold of the Company. 1.2 Nature of Business 1.2.1 Income structure1 In case of more than one product line or business group, disclose the income proportion of each product line or business group
Exchange Commission No. Kor Thor. 7/2539 Re: Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the
The SEC and the SEC Office shall issue a notification to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of approval
registrar and the competent official, issue ministerial regulations, and prescribe other tasks to implement this Act. Ministerial regulations shall be enforceable upon their publication in the Government
for supervising investments and investment proportion of mutual funds, as specified in the fund scheme and in accordance with the rules and procedures prescribed by the Notification of the SEC or the
subsidiary formed by a joint venture agreement with another business group, identify the name and the shareholding proportion of the joint venture partner. (If there are numerous subsidiaries or associates