in the Category of Investment Advisory Service B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing
plan to urge the Thai public to realize the importance of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the
plan to urge the Thai public to realize the importance of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the
SET's operations and will be a director, ex officio. The SEC supervises SET which covers the following three areas: The conduct of other businesses must be approved by the SEC Board. Issuance of rules
SET's operations and will be a director, ex officio. The SEC supervises SET which covers the following three areas: The conduct of other businesses must be approved by the SEC Board. Issuance of rules
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
60% of the total asset value. Borrowing policy must comply with the provisions contained in the trust instrument. Issuance of debt instruments shall contain no features or conditions of perpetual bond
Issuance and Offer of Securities for Sale as Prescribed (Notification No. Tor Jor 73/2558) Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed
/ factsheet are applicable only to the offer for sale to HNW or PO. Related Manuals/ Guidelines Summary of debt securities issuance guidelines (for structured notes, BASEL III-compliant instruments, bonds of
Commission No. KorJor. 17/2551 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities The Notification of the Securities and Exchange Commission No. KorChor. 18