securities’ proceeding to solve a problem. (4) proceed with the complaint in Clause 3 and Clause 4; (5) store evidentiary documentation involving the complaint and proceeding for no less than two years from

(paragraph number........) ( 4.1.3 Limitations imposed by management (paragraph number........) ( 4.2 Involving multiple uncertainties, the auditor concludes that, notwithstanding having obtained sufficient

as investment advisor or derivatives investment advisor on the condition of not involving in the data collection or the data processing to publish advice on the website or electronic media, including

) …....…………… Company, have already been explained on the risk involving in futures trading as specified above by the.......................................... company, in the capacity of my derivatives broker. (signed

to provide services involving investment or transaction in consistency with risk tolerance of a client unless the client is as follows, such suitability may be whether assessed or not: (1) an

operation of the fund and shall have the power to appoint a fund manager and shall be the representative of the fund in the businesses involving third parties. For such purpose, the fund committee may

received information as prescribed in Clause 31 in order to provide services involving investment or transaction in consistent with the risk tolerance of clients unless the provision of services to the