such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of solicitor/advisor such as company’s name, address, website, online media, full name and contact
market as a whole and minimize impacts on the rights of involved parties. “Capital market” is an intangible place, made up of stakeholders from securities issuers, investors, intermediaries, securities
market as a whole and minimize impacts on the rights of involved parties. “Capital market” is an intangible place, made up of stakeholders from securities issuers, investors, intermediaries, securities
qualifications, such as not having prohibited characteristics, not being involved in illegal business, not having records of contravening or failing to comply with the criteria for offering securities in
cases, the SEC may disclose relevant information (if necessary) to the persons involved and for the related parties to clarify or take necessary action. If the complainant does not wish to disclose such
criminal penalty specified in Section 281/1, including the involved executives. Q: Does whistleblower protection measures cover auditor? A: Yes.
criminal penalty specified in Section 281/1, including the involved executives. Q: Does whistleblower protection measures cover auditor? A: Yes.
the aforesaid persons who hold a position or is in the line of work involved in the performance of duties related to such inside information; (4) Director, sub-committee member, representative of a
relationship with management to enable collaborative leadership. 3. The board should ensure that any person involved in supporting board performance (including chief financial officer, company secretary, and
disclosure and decision-making in conflict of interest situations. For example, any party who has a vested interest in a particular transaction, should disclose that interest, and not be involved in the