appointed by the SEC from the list proposed by juristic persons or groups of persons involved with the capital market; • not more than four persons elected by members of the SET; and • manager of the SET as
expeditious and fair alternative dispute resolution, the customer may request to enter into an arbitration process as organized by the SEC Office for the settlement of civil dispute incidental to or resulted
juristic persons or groups of persons involved with the capital market. The SEC shall specify the notification of the rules and procedures for the selection and appointment of directors of the Securities
hours of such place. The exercise of powers of the competent official under the first paragraph shall be carried out against the person who is directly involved in the matter under inspection and for
against the person who is directly involved in the matter under inspection and for subsection (2), (3), (5) or (6) shall require prior approval from the SEC Office and in case of subsection (5) or (6), the
of work involved in the performance of duties related to such inside information; (4) director, sub-committee member, representative of a juristic person, agent, worker, employee, advisor or operator
such place. The exercise of powers of the competent officer under the first paragraph shall be carried out against the person who is directly involved in the matter under inspection and for subsection (2
members, the fund manager or the fund’s officers who are involved in the management of the fund to submit or present the accounts, documents or other evidence of the fund; (3) to summon the persons
identification card to the persons involved. The identification card of the competent officer shall be in the form prescribed by the Minister as specified in the Government Gazette. Section 32. In the performance