selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2. Placing a securities purchasing order while being aware that oneself or an associate has made
period of 5 years before filing an application for approval. In this regard, such businesses shall involve a quantity and complexity of transactions that are sufficient for demonstrating knowledge and
selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2. Placing a securities purchasing order while being aware that oneself or an associate has made
, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions to shareholders in cases that the listed companies involve in significant transactions that could
, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions to shareholders in cases that the listed companies involve in significant transactions that could