capital shares which would be considered a related transaction whereby the offer price is lower than the market price, and a waiver of tender offer to acquire all shares is requested, before exercising
suspended her approval of the capital market investment consultant and investment planner for 6 months, effective from December 9, 2014.Note: *Clause 23(1) and prohibited characteristics of personnel in the
statement indicating that the client had signed the documents to open the securities trading account in witness of an investment consultant. Nonetheless, {B} admitted that she was the one who processed such
personnel. Therefore, investors should be extra cautious not to get involved in such form of investment. Currently, there is no approved digital token issuers as well as there are no such applications
regarding units of REIT, if indirect investment in real estate is made through shareholding of other companies, REIT must hold not less than 99% of the total sold shares and of the total voting shares in
. He also claimed that the share issuer would increase capital shares and be allowed to resume trading on the Stock Exchange of Thailand. The client was interested in such deal but only had money for
invest in products denominated in foreign currencies, which will enable Thai investors to have channels and options in making an investment based on their investment strategies in a more efficient manner
, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment
}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving
Microsoft PowerPoint - BTSG Green Bond at Towards the Sustaibable Finance and Investment in Thailand downloaded version BTS Group Holdings PCL Towards the Sustainable Finance & Investment in Thailand