English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
credit rating agency. This is to allow the investors to have information on the financial position and repayment capability of the issuers when they make an investment decision. The credit rating of the
acquire and hold the property in that foreign jurisdiction. Leverage Limit Leverage limit is < 35% of the total asset value. In case of assets with credit ratings of investment grades, the limit is up to
for approval of the establishment of retail fund and mutual fund for accredited investors (AI Funds) under the following provisions: (1) Investment Policy The investment policy shall be in
for approval of the establishment of retail fund and mutual fund for accredited investors (AI Funds) under the following provisions: (1) Investment Policy The investment policy shall be in
company shall propose an investment policy appropriate for the clients after an assessment of their investment objective, investment experiences, financial status, financial obligations, investment
company shall propose an investment policy appropriate for the clients after an assessment of their investment objective, investment experiences, financial status, financial obligations, investment
(unrated) หรือได้รับการจัดอันดับความน่าเชื่อถือต่ำกว่าระดับที่ลงทุนได้ (non-investment grade) ให้ระบุข้อความเพิ่มเติมในชื่อตราสารหนี้ว่า “เสี่ยงสูง" ทั้งนี้ ไม่รวมถึง (1) หุ้นกู้ด้อยสิทธิ ( 2) Perpetual
in the Category of Investment Advisory Service B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing