information for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among
for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among Zipmex
Company Limited through a trading account of M Capital Holdings Company Limited in such a way as to take advantage of other persons by using material non-public information concerning the decreasing
An unspecified person Destruction of the seals the competent officers made on the seized assets in connection with "Antella Investment". SEC Act S.304 Criminal Complaint Filed with an
Mr. James Gray Removal of the assets seized by the competent officers through execution of their duties in connection with "Antella Investment Inc.". SEC Act S.305 Criminal Complaint
stations were not provided a warning statement about the risks of investing in digital assets. Also, the advertisements published in BTS and MRT trains were provided an investment risk in digital asset
Zipmex Company Limited During September 15, 2021, to May 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, kept and maintained digital assets
BLISS’s assets to invest in share warrants of C.I. Group Public Company Limited (“CIG-W1”) in 2010 for other persons’ benefits. This caused BLISS to have 17.4 million baht loss from such investment in CIG
assets to invest in share warrants of C.I. Group Public Company Limited (“CIG-W1”) in 2010 for other persons’ benefits. This caused BLISS to have 17.4 million baht loss from such investment in CIG-W1
effective system for protecting the client?s asset that are (1) failing to segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in