. offering units of the Alternative Investment Funds (AIFs) established in Thailand to investors in Europe or/and; 2. establishing and managing the AIFs in Europe or/and; 3. performing a delegated function to
for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
Accounting Program (Accounting), Thammasat University Current Positions Director General, the Fiscal Policy Office Director, Electricity Generating Authority of Thailand Director, Deposit Protection
assessments are crucial for the development of the financial sector in Thailand as they help to ensure alignment of regulatory frameworks and supervisions with the corresponding international standards. The
Chairman of the Boards of Directors, PTT PCL Chairman, Mass Rapid Transit Authority of Thailand Director, PTT Exploration and Production PCL Director and Member of Audit Committee, PTT PCL Chairman and
achieve the national missions within the scope of assigned authority and under the related laws. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I
activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
(ACMF) International Forum of Independent Audit Regulators (IFIAR) ASEAN Audit Regulators Working Group Memorandum of Understanding (MoU) Alternative Investment Fund Managers Directive (AIFMD