TISCO BANK PUBLIC COMPANY LIMITED 9 March 2011 10 UOB BANK PUBLIC COMPANY LIMITED 25 May 2012 11 FINANSA SECURITIES LIMITED 28 November 2013 12 INFINITI UNIT INVESTMENT SECURITIES COMPANY LIMITED 25
/Investment Planner Self-submission Company-submission for employee - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Investment
Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company Derivatives Dealer Licensed Derivatives Dealer Securities Investment Advisor Securities Company and Other
shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management company shall propose an investment policy appropriate for the clients after an assessment of
shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management company shall propose an investment policy appropriate for the clients after an assessment of
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. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Management of Mutual Fund > Investment in funds under the same mutual fund management company
than one year. In the case of no relaxation of holding more than one-third of investment units, the mutual fund management company shall: (1) Notify the unitholder registrar to acknowledge the
than one year. In the case of no relaxation of holding more than one-third of investment units, the mutual fund management company shall: (1) Notify the unitholder registrar to acknowledge the
President and Chief Economist, Siam Commercial Bank (SCB) Group President, SCB Asset Management Managing Director, Head of Research, SCB Securities Company Limited Member of Investment Committee, Government