In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management companies, as an institutional investor, understand the risks and effects of climate change on b...
2022 Agenda THE EVIDENCE ON THE GREEN BOND PREMIUM IN ASIA-PACIFIC AND EUROPEAN MARKETS l Page 2 I. Introduction of Green Bond II. Approaching Green Bond Premium III. Result Summary IV. Conclusion
as other securities, instruments or other assets to be specified by the SEC Board. The introduction of DR is in accordance with the SEC strategic plan, aiming to widen investment opportunities and
University INTRODUCTION • What is the effect of regulatory jurisdiction on the behavior of financial actors? Specifically, investment adviser misconduct? • Setting: Dodd-Fank re-jurisdicts “mid-size” RIAs in
auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for
(AIMC) จัดสัมมนาออนไลน์ให้แก่บุคลากรในธุรกิจตลาดทุน หัวข้อ “Getting Started in Responsible Investment: An Introduction to Key Concepts, Practices and the PRI for Thai Market Participants” เพื่อส่งเสริม
provident funds in response to market development while widening investment asset varieties and in line with international standards. Key proposed changes include introduction of more principle-based eligible
introduction of Investor Climate Action Plans as a tool to help asset owners and managers to develop and implement change, no matter where they are at in their climate journey. This session is opened to asset
) ประกอบการสมัครเข้าร่วมโครงการให้แก่ผู้สนใจ โดยมีนายพงศ์พิชญ์ พิณสาย ผู้อำนวยการฝ่ายวิจัยและขับเคลื่อนข้อมูล ก.ล.ต. บรรยายหัวข้อ “Introduction to SEC, Capital Market and Stakeholders in the Ecosystem” และ
provide better access to the markets. The introduction of new platform and services inevitably put pressure on traditional business operators to compete with new wave of competitors in financial services