SEC to become a signatory to the EMMoU.The IOSCO EMMoU, built upon the IOSCO MMoU introduced in 2002, was adopted in 2017 to strengthen efficiency in cross-border enforcement cooperation among IOSCO
In the second phase of the “ESG Product Platform” development, the SEC has introduced further information and details on “sustainability-themed bonds”; e.g., the list of top 10 issuers, detailed
and Form 69-1. The revised forms take into account compliance with the new Corporate Governance Code (CG Code), which was jointly introduced by the SEC and relevant capital market organizations earlier
) and infrastructure fund. Besides, savings and several types of life insurance will be introduced while visitors can try playing risk explorer game. Entrepreneurs finding fund source are also welcomed at
introduced under the revised regulations enabling the issuer to make several offers for sale of debt securities by simply filing securities? features and additional information in case of the event affecting
by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become
bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Product Platform in January 2023 to make it convenient for market participants and the general public to access
, of the net asset value (NAV). SEC Secretary-General Ruenvadee Suwanmongkol said: “BOT and SEC have introduced these additional measures to boost liquidity of daily fixed income funds. Already the
convenient access to paying agents have been allowed to reach out the investors. Furthermore, new types of mutual funds permissible to invest in a variety of assets have been introduced; for example, mutual
financial instruments and put in place effective regulations to ensure compliance, fairness, and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and