, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and (2) the reviewed financial statements http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 22
with an Inquiry Official Dated 17/09/2019 K.C. Property Public Company Limited K.C. Property Public Company Limited, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and
with an Inquiry Official Dated 28/02/2019 debtors as GL’s income on those financial statements and financial reports but the fact that the transactions are an execution of asset misappropriation by GL’S
/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the
results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the SET http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 total of 1.3 million
control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn http
information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the SET http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06
Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil Sanctions Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
align with http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 22/11/2022 > - a civil monetary penalty of 8,000,000.00 Baht - a suspension of digital assets and derivatives
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court