approval has been granted by the Capital Market Supervisory Board. For the purpose of expanding business opportunity for securities companies, the Securities and Exchange Commission, acting as the Capital
scope of service provision which is inappropriate with the current situation where the securities business under the category of mutual fund management and private fund management are expanding and highly
shall prevent loss, damage, theft or compromising of equipment assets, and interruption to the organization’s operation. Clause 20 An intermediary shall implement access control of information and
refrain from expanding, to suspend, or to rectify its business operation pursuant to section 141, section 142 or section 143 of the Securities and Exchange Act B.E. 2535 (1992); (6) the management company
server and network equipment safely in the secure areas. 7.2 Equipment Asset Objective: To prevent loss, damage, theft, or compromising of equipment assets, and interruption to the organization’s operation
into categories, such as for the purpose of dividend level maintenance, for business expanding or under encumbrance condition. 26.2 Unappropriated means retained earnings and net income of accounting