Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all

Exchange Act (SEA), which prescribes international standard structure, transparency and independence of the SEC Board by separating the roles and responsibilities of Chairman from those of Secretary-General

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​supervising securities businesses;  3. The SEC Office ​ ​ implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the   Audit Committee

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our intentions and commitments to appropriately responds to the needs of the public and stakeholders in supervising and developing a sustainable capital market, and to efficiently and effectively

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needs. The SEC Strategic Plan is composed of 4 key results, with organizational development plan as a key enabler:-​ ​​ Get to Know Us Strategic Plan Toward International Excellence International

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