Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...

Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a

Association of Securities Companies (ASCO) agree that such research should contain complete, useful information for investors to make sound judgments. Thus, ASCO members are asked to provide such material

Equivalent to 100 baht per shares total 2,549,745 shares, in the total value of 254,974,500 baht 8. Payment The company will complete payment within 6 months after transaction date. 9. Benefit expected from

and ASCO, has worked on this project, aiming to achieve three objectives, consisting of Coverage: to expand the analysis on interesting  securities that lack research papers, such as companies in

. Recently, there are an increasing numbers of companies interesting in raising funds through initial public offerings (IPO) of securities and being listed on either the Stock Exchange of Thailand (SET) or the

one on ?Capitalizing  on Regional Growth Prospects: Enlarging Opportunities for Asset Management Companies? will be no less interesting as the panelists include Mr. Ashley Alder, CEO of Securities and

of investment, making wise investment and having capability of protection themselves, the results of which are expected to create positive attitude and perception to capital market as interesting

speakers.  Dr. Bandid, the President and CEO of the Thai Institute of Directors Association, discussed interesting ideas on raising awareness on corporate governance in regional capital markets, while Mr

interesting stylized facts of equity mutual funds in Thailand, including (1) when comparing between risks and returns, the equity funds with high management fees often yield less returns than the market, and