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the interest of investor protection or to ensure the uniformity of operating standards. Clause 9 Apart from what specifically prescribed earlier, the SEC Office shall have the power to prescribe rules
acts that may create conflict of interest to investor, in the case where management company invest to acquire any assets for its own account (proprietary trading), management company shall provide an
protect any acts that may create conflict of interest to investor, in the case where management company invest to acquire any assets for its own account (proprietary trading), management company shall
secondary trading • Diversified investor base (orderbook): • Green bond – 70% European investors; strong interest from “green” investors • Other bonds – 70% Asian investors • Possible policy support from
investment in order to enable the investment to be made prudently, carefully and appropriately. In this regard, for the purpose of: (a) the best interest of the customer or the investor; (b) compliance with
and methods of operation before and after investment in order to enable the investment to be made prudently, carefully and appropriately. In this regard, for the purpose of: (a) the best interest of the
The investor purchases 1,000 Baht of the structured notes with the underlying shares of a company ABC and 10% per annum interest rate. The investor who holds the structured notes until the maturity date
company has received up to two awards in the 8th Asian Excellence Award 2018 including Asia’s Best CEO to Dr. Toemchai Bunnag and Best Investor Relations Company from Corporate Governance Asia, a leading