interferences. The SEC CEO, the Secretary- General, is prohibited from having connections with politics or interests in any securities company. The SEC Act prohibits any Board member who has an interest in the
are to maintain efficient, M.R. Pridiyathorn Devakula Chairman Message from the Chairman A n n u a l R e p o r t 2 0 0 6 3 Thirachai Phuvanatnaranubala Secretary-General The economic expansion was on
● Development of Debt Instrument Secondary Market Expansion of Investor Base and Distribution Channels for Investors and Promotion of Investment Culture ● Additional Mutual Fund Management Licenses in the Thai
, fluctuation of interest rates, and the US subprime mortgage crisis. These factors caused high fluctuation in the SET and its global peers. However, the SET Index rose and closed at 858.10, a 26.22 percent
Expansion of Investor Base and Distribution Channels Coupled with Promotion of Investment Culture ■ Additional Mutual Fund Management Licenses to Promote Professional Management in the Thai Capital Market
(Net Interest Margin) อยูท่ี่ร้อยละ 3.43 ซึง่เพิ่มขึน้จากไตรมาสก่อนเลก็น้อย และอตัราสว่นคา่ใช้จ่ายจากการด าเนินงานอื่น ๆ ตอ่รายได้จากการ ด https://market.sec.or.th/public/idisc/Download?FILEID=dat/news
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities
capacity. It also highlights the need to disclose and minimize conflicts of interest that may compromise the integrity of proxy advisors, analysts, brokers, rating agencies and others that provide analysis
/phs1233904159Oryor7_2552.pdf Microsoft Word - เอกสารแนบ _1_.doc างผูลงทุนดานธุรกิจหลักทรัพยกบัผูลงทุนในธุรกิจดานอื่น ของบริษัทหลักทรัพย (conflict of interest) (10) มีมาตรการอยางเพียงพอในการคุมครองทรัพยสินของผู
organizations that participate in projects Consent basis/Contract basis/ Legitimate interest basis Promotion of knowledge and sending news via email to subscribers, preparing pictures and news of activities of