such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of solicitor/advisor such as company’s name, address, website, online media, full name and contact
of interest and equitable treatment of stakeholders; and Board Practices , for instance, setting of directions, policies, goals and strategies, supervision and monitoring of the SEC's operation, and
derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For the list of licensed securities companies, please click SEC Check First . For the list of
minority investors to bring an action against any director who acts or omits to act in any way that constitutes a failure to perform duties with responsibility, due care and loyalty for the best interest of
minority investors to bring an action against any director who acts or omits to act in any way that constitutes a failure to perform duties with responsibility, due care and loyalty for the best interest of
Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep abreast of developments and emerging risks, conflicts of interest management in capital market
Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep abreast of developments and emerging risks, conflicts of interest management in capital market
กระทรวงพาณิชย์ ตัวชี้วัดดังกล่าวประเมินประสิทธิภาพของกฎหมายที่เกี่ยวกับ การให้ความคุ้มครองผู้ลงทุนเสียงข้างน้อย โดยแบ่งการประเมินออกเป็น 2 หัวข้อ ได้แก่ Extent of conflict of interest regulation index (การ
regulatory activity; and To provide a focus for contacts with other international organizations that share interest in audit quality. ASEAN Audit Regulators Working Group The ASEAN Audit Regulators
กำกับดูแล (review perimeter of regulation) ให้เท่าทันพัฒนาการและความเสี่ยงใหม่ และการบริหารจัดการความขัดแย้งทางผลประโยชน์ในตลาดทุน (managing conflict of interest) และกลุ่มผู้ร่วมตลาด ซึ่งมีผู้สอบบัญชีที่