any state enterprise, government organization, or district office; (5) not having a position or any responsibility or having an interest in a securities company. SECTION 22. Apart from the expiration of
office; 11 (5) not having a position or any responsibility or having an interest in a securities company. SECTION 22. Apart from the expiration of the term of office, the position of the Secretary-General
a legal entity in any of the following categories: 7 (1) a commercial bank under the Commercial Banking Act; (2) a finance company or credit foncier under the Undertakings of Finance Business
a legal entity in any of the following categories: 7 (1) a commercial bank under the Commercial Banking Act; (2) a finance company or credit foncier under the Undertakings of Finance Business
performed his duty with responsibility and due care under the first paragraph: (1) decision has been made with honest belief and reasonable ground that it is for the best interest of the company; (2) decision
Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to undertake in a different manner from
/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf act-pvd2007-no3.pdf whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest paid by
/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf act-pvd2007-no3.pdf whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest paid by
Special Purpose Juristic Person Section 9. Securization under this Royal Enactment shall be processed by a special purpose juristic person established in the form of a limited company, a public limited
notification of the Office; (5) doing any other act that may cause a conflict of interest as specified in the notification of the Office. SECTION 140. The securities company shall prepare an account showing the