Issued by MACQ# A HSCEI28P2405A 4 Call Warrants on KBANK-F Issued by KKPS # Call Warrant on HSI Issued by KKPS# A HSI06C2405A 4 Call Warrants on KBANK-F Issued by KKPS # Call Warrant on HSI Issued by KKPS
JMT Issued by JPM # Call Warrant on JMT Issued by JPM# A JMT41C2405A 8 Call Warrants on KBANK Issued by KGI # Call Warrant on KBANK Issued by KGI# A KBANK13C2405A 8 Call Warrants on KBANK Issued by
HSCEI28C2406A 3 Put Warrants on DTDB-R Issued by MACQ # Put Warrant on HSCEI Issued by MACQ# A HSCEI28P2406A 3 Call Warrants on KBANK-F Issued by KKPS # Call Warrant on HSI Issued by KKPS# A HSI06C2406A 3 Call
Issued by MACQ # Put Warrant on HSCEI Issued by MACQ# A HSCEI28P2407A 3 Call Warrants on KBANK-F Issued by KKPS # Call Warrant on HSI Issued by KKPS# A HSI06C2407A 3 Call Warrants on KBANK-F Issued by KKPS
ITC13C2406A 8 Call Warrants on IVL Issued by KGI # Call Warrant on IVL Issued by KGI# A IVL13C2406A 8 Put Warrants on JMT Issued by KGI # Put Warrant on JMT Issued by KGI# A JMT13P2406A 8 Put Warrants on KBANK
. Intellectual resources G Intellectual resources Firm's Reference /Guidance Notes Description 1 Does the firm have the process to ensure that intellectual resources (e.g., including material training
JMT Issued by JPM# A JMT41C2407A 8 Call Warrants on KBANK Issued by BLS # Call Warrant on KBANK Issued by BLS# A KBANK01C2407A 8 Call Warrants on KBANK Issued by KGI # Call Warrant on KBANK Issued by
Call Warrants on JMART Issued by KGI # A JMART13C2304A 9 Call Warrants on KBANK Issued by KKPS # A KBANK06C2304A 9 Call Warrants on ORI Issued by KGI # A ORI13C2304A 9 Call Warrants on PLANB Issued by
Issued by YUANTA # Call Warrant on JMT Issued by YUANTA# C JMT19C2404C 8 N/A JMT Issued by JPM # Call Warrant on JMT Issued by JPM# A JMT41C2404A 8 N/A KBANK Issued by BLS # Put Warrant on KBANK Issued by
JMART41C2303A 9 Call Warrants on KBANK Issued by MACQ # A KBANK28C2303A 9 Call Warrants on MTC Issued by JPM # A MTC41C2303A 9 Call Warrants on PTG Issued by JPM # A PTG41C2303A 9 Call Warrants on PTTEP Issued by